Clifford Chance
Financial Markets
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Topic Guides
Alternative financing (non-bank financial intermediation)
Alternative Investment Fund Managers Directive (AIFMD)
Bank finance – TLAC and MREL
Bank Recovery and Resolution Directive (BRRD)
Bank resolution in the Asia-Pacific region
Banking Union
Brexit
China: market liberalisation
Covered bonds
Credit rating agencies
Cross border insolvency
EU financial services horizon scanner
EU legislative process explained
European Market Infrastructure Regulation (EMIR)
Execution: A guide to English law execution
Fintech
Green and sustainable finance
IBOR transition and new risk-free rates
Margin for uncleared derivatives
Market Abuse Regulation
MiFID2 and MiFIR
PRIIPs - Packaged Retail and Insurance-based Investment Products
Prospectus Directive and Transparency Directive
Regulation of benchmarks
Sanctions
Solvency II
Financial Markets Resources
Resources by Type
Topic Guides
Alternative financing (non-bank financial intermediation)
Alternative Investment Fund Managers Directive (AIFMD)
Bank finance – TLAC and MREL
Bank Recovery and Resolution Directive (BRRD)
Bank resolution in the Asia-Pacific region
Banking Union
Brexit
China: market liberalisation
Covered Bonds
Credit rating agencies
Cross Border Insolvency
EU financial services horizon scanner
EU legislative process explained
European Market Infrastructure Regulation (EMIR)
Execution: A guide to English law execution
Fintech
Green and sustainable finance
IBOR transition and new risk-free rates
Margin for uncleared derivatives
Market Abuse Regulation
MiFID2 and MiFIR
PRIIPs - Packaged Retail and Insurance-based Investment Products
Prospectus Directive and Transparency Directive
Regulation of benchmarks
Sanctions
Solvency II
In-depth Guides (Publications)
Liability Management: Key Considerations for Debt Issuers in Asia Pacific (January 2019)
Renewable Incentives Guide (November 2018)
Infrastructure: 21st Century Challenges - A legal perspective (October 2018)
M&A Trends 2018 (September 2018)
A Guide to the UK Listing Regime (September 2018)
Loan Trading across the Globe (July 2018)
Taking Security in Vietnam (July 2018)
Financing Bricks and Mortar: Opportunities for private real estate debt in the UAE and KSA (May 2018)
The New Spring for Securitisation (May 2018)
Year in Review – Survey of Health Care IPOs in the United States during 2017 (January 2018)
A Guide to Takeovers in Germany (January 2018)
Bridging to Brexit: Insights from European SMEs, Corporates and Investors
The fintech market in Asia Pacific (June 2017)
Surveying the Scene: Issues for the Global Securitisation Markets (June 2017)
Anti-Bribery and Corruption Review (June 2017)
Trade finance and financial crime in the regulatory spotlight (November 2016)
Vietnam Investment Guide - Foreign Direct Investment (September 2016)
The EU legislative process explained (September 2016)
Luxembourg Regime for Reserved Alternative Investment Funds (RAIFs) (July 2016)
Navigating the Tangled Forest - securitisation regulation in Europe and the United States (June 2016)
International Mediation Guide - Second Edition (June 2016)
Bank Resolution and Crisis Management, Law and Practice (May 2016)
Reflections of the International Arbitration Group (April 2016)
Composition and Pre-insolvency Procedures in Europe – All Change? (March 2016)
UAE Jargon Buster - a glossary of legal terminology (January 2016)
A Guide to Doing Business in the UAE (January 2016)
Masala Bonds (December 2015)
Marine Maritime Finance and ECAs - relevance today and future trends (October/November 2015)
A Guide to Anti-Corruption Legislation in Asia Pacific (October 2015)
The rise of structured debt in Asia-Pacific (October 2015)
Derivatives Regulation for Corporates - A Global Review (October 2015)
Anti-Corruption Legislation 2015 (September 2015)
A Guide to European Restructuring and Insolvency Procedures (September 2015)
The Asia-Pacific Arbitration Review 2016 (July 2015)
A never ending road - New aspects in the regulation of securitsation (June 2015)
European Private Placements: PEPPing up the market (May 2015)
Corporate Criminal Liability (March 2015)
Culture and Ethics in Financial Institutions: What are the expectations? (March 2015 - remains relevant)
"How does litigation work in ...?" (February 2015)
Spotlight on trustees: How have they adapted to recent "streamlined" documentation provisions? (November 2014 - remains relevant)
Middle East Leveraged Finance Guide (November 2014 - remains relevant)
A practical guide to the Senior Managers and Certification Regimes (October 2014)
High Yield Restructuring Landscape (May 2014 - remains relevant)
New Challenges: The impact of recent regulation affecting international structured debt transactions (May 2014 - remains relevant)
Doing Business in the Kingdom of Saudi Arabia (January 2014)
Restructuring and Insolvency Guide (Asia Pacific) (August 2013)
Vietnam Investment Guide - Capital Markets (August 2013)
Asian Bank Resolution Regimes (June 2013)
New Landscapes: Practical evaluations of new regulations impacting structured debt transactions (June 2011 - remains relevant)
New horizons for structured debt transactions (June 2010 - remains relevant)
New Beginnings for Structured Debt/Securitisation (November 2009 - remains relevant)
Guide to United States and United Kingdom Derivative and Commodity Market Enforcement Regimes (January 2018)
Links to National Regulators
Conferences, Podcasts and Presentations (videos and on-line registration)
Conferences and events
The Academic Series
London Perspectives Series
Hong Kong Perspectives Series
Warsaw Perspectives Series
Insights for Asset Managers
Insights on Brexit
Insights on Capital Markets
Insights on Derivatives
Insights on Financial Regulation
Insights on MAR
Insights on MiFID2
Podcasts
Webinars
Withholding Tax Table
Withholding Tax Table (Full Version)
Withholding Tax Table (Abridged Version)
Online services
Alerter: Energy
Alerter: Finance Industry
Cross Border Acquisition Guide
Cross Border Financing Guide
M&A Toolkit
Client Briefings
2019
Regular Newsletters
Asset Finance Legal Update
Banking Weekly News
Contentious Commentary, London
Global Investment Management Briefing
Hedge Fund News
International Regulatory Update
Brochures and Capability Statements
Our Sovereign Debt Capabilities (December 2018)
RM3787 – Finance & Complex Legal Services (November 2018)
The Financial Markets Toolkit Brochure
Equity Capital Markets Deal Tools
Related party transactions
Significant transactions under the Listing Rules
Indicative IPO Timetable
Secondary issues comparison
Comparison of rights issue
Delaying disclosure of inside information under the Market Abuse Regulation
Conducting a market sounding under the Market Abuse Regulation
Market Abuse Regulation: Insider dealing and unlawful disclosure
Thought Leadership Pieces
Davos 2019: The next global crisis - are we ready? (January 2019)
Fintech in 2019 – Five trends to watch (January 2019)
Fintech in the Middle East - Developments across MENA (December 2018)
Transitioning from LIBORs and IBORs - An international overview (October 2018)
LIBOR - Cross Product Review (October 2018)
China's Belt and Road: Initial Phase: Infrastructure (June 2018)
China's Belt and Road: Dispute Resolution from a Chinese Perspective (June 2018)
China's Belt and Road: Investing in the Caspian Region (June 2018)
China's Belt and Road: Private Investment Funds (June 2018)
Sustainability and its impact on business (June 2018)
Technology and Energy Sector (April 2018)
The "red tape" cost of Brexit (March 2018)
Fintech in 2018 - Five trends to watch (January 2018)
Greening the Financial System (November 2017)
Blockchain, trade finance and sanctions issues (November 2017)
EU Proposal for screening of direct foreign investments (October 2017)
Trading Places - recent developments in international trade (October 2017)
Fintech in the Middle East - An overview (October 2017)
Facebook, Data Misuse and Why it matters (March 2018)
UK Nationalisation: The Law and The Cost (March 2018)
OIS and RFR Futures Conventions: Lessons for LIBOR replacement term rates (October 2018)
Initial coin offerings - asking the right regulatory questions (May 2018)
Resources by Product
Asset Finance
Corporate and Investment Grade Lending
Debt Capital Markets
Derivatives and Structured Finance
Equity Capital Markets
Financial Regulation
Funds and Investment Management
High Yield
Islamic Finance
Leveraged and Acquisition Finance
Litigation, Dispute Resolution and Risk Management
Project and Infrastructure Finance
Real Estate Finance
Restructuring and Insolvency
Securitisation and Structured Debt
Trade, Commodities and Export Finance
Trusts
Resources by Country
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Brazil
United States
Asia Pacific
Australia
China
Hong Kong
India
Japan
Korea
Singapore
Thailand
Vietnam
EMEA
Africa
Belgium
Czech Republic
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France
Germany
Italy
Luxembourg
Morocco
Netherlands
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Romania
Russia
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Spain
Turkey
UAE
Ukraine
Our Financial Markets Expertise
Asset Finance
Corporate and Investment Grade Lending
Debt Capital Markets
Derivatives and Structured Finance
Equity Capital markets
Financial Regulation
Funds and Investment Management
High Yield
Islamic Finance
Leveraged and Acquisition Finance
Litigation, Dispute Resolution and Risk Management
Project and Infrastructure Finance
Real Estate Finance
Restructuring and Insolvency
Securitisation and Structured Debt
Trade, Commodities and Export Finance
Trusts
Presentations
Conferences and events
Upcoming events
Business in China: Winning with Tech (26 February)
Applied Brexit (5/6 March)
Previous events
Ethics Series with Alex Edmans (January 2019)
In Conversation with Dr Pippa Malmgren (November 2018)
Ethics Series – Artificial Intelligence and Ethics (October 2018)
In Conversation with Baroness Amos (July 2018)
Ethics Series – a discussion on leadership and values (May 2018)
In Conversation: Solving the Brexit puzzle – a diplomatic and foreign policy perspective (April 2018)
The Fourth Industrial Revolution: Cryptocurrencies: The Legal Status and the Legal Problems
In Conversation with Matthew Goodwin – the Labour Party, Corbyn’s prospects, Brexit and the public mood (March 2018)
Brexit – Implementation and Repapering Challenge (January 2018)
London Women's Network Leadership Series: Panel Discussion – Defining Leadership (July 2017)
In Conversation with Matthew Goodwin – Elections, Populism and Brexit (June 2017)
The future of bank finance – new EU rules on loss absorbency, subordination and holding companies (February 2017)
US Regulatory Update: Volcker, Risk Retention and what to expect in 2017 (January 2017)
Stig Abell looks at the "Brave New World" of Trump, Brexit and 2017 (January 2017)
The Academic Series
The English Law of Secured Transactions: The way Forward (July 2017)
The People's Money – how China is building a global currency (9 March 2017)
Empowering Financial Institutions in the Emerging Markets (February 2016)
Academic Series – Is Brexit constitutional? (25 September 2017)
London Perspectives Series
Autumn 2018 Series
Brexit past, Brexit present, Brexit future (December 2018)
Virtual bonds and digital currency - all change please (November 2018)
Brexit - business as usual or roadblock for European securitisation? (November 2018)
Recent developments in China (November 2018)
The future of bank finance (October 2018)
IBORs - bigger than Brexit? (October 2018)
Sanctions - shifting sands (October 2018)
Spring 2018 Series
The emerging digital asset class – Bitcoin, tokens, coins and cryptocurrencies (June 2018)
Departure, transition and the future – the Brexit timetable and what it means for business (June 2018)
The state of play for Foreign Direct Investment (May 2018)
“It’s not if, but when” – the new cybersecurity landscape (May 2018)
MiFID2 product governance and PRIIPS – manufacturing uncertainty? (May 2018)
Where next for IBORs? Next steps on benchmark reform (May 2018)
Regulatory hot spots in 2018 (April 2018)
As European securitisation surges – navigating market issues in 2018 and beyond (April 2018)
Recent legal developments (March 2018)
Leveraged finance – a sponsor’s world? (March 2018)
Loan portfolio sales (March 2018)
Hong Kong Perspectives Series
Previous seminars
The use of variable interest entity structure for listings on the stock exchange of Hong Kong (May 2018)
PRC Regulatory Update (May 2018)
Initial Coin Offering (April 2018)
LIBOR 2021 (April 2018)
North Korea: What can Hong Kong banks do to manage their AML and sanctions risks? (March 2018)
Greening the Financial System: Green Bonds (March 2018)
Companies Ordinance: the Significant Controllers Register (and licensing requirements for Trust or Company Service Providers) (February 2018)
The Future for Legal Services (February 2018)
China's Belt and Road Initiative – the Road Map (January 2018)
Outbound Investment in Continental Europe (November 2017)
China's Recent Restrictions on Capital Outflows (October 2017)
When good deals go bad - identifying, avoiding and dealing with fraudulent investments (September 2017)
The new Hong Kong resolution regime for financial institutions (August 2017)
Recent Hong Kong tax developments (July 2017)
Insights into Corporate Hybrid and Perpetual Securities (May 2017)
Criminalisation of Tax with guest speaker David Goldberg QC (17 February 2017)
Impact of Dodd-Frank on Asia Pacific (24 January 2017)
US economic sanctions – navigating the challenges and best practices to ensure compliance (September 2016)
Recent developments in the English courts relevant to financial institutions (September 2016)
Access to the Chinese interbank bond market (June 2016)
Fintech – The future of financial institutions (May 2016)
Breaking the chains of slavery (May 2016)
Capital, calls: Funds financing in Asia Pacific (April 2016)
Brexit: update and implications for the Hong Kong market (April 2016)
Enhancing the protection of your cross-border investments: Investment treaties (April 2016)
Automatic exchange of information developments (March 2016)
Recovery and resolution in Asia: A focus on Hong Kong (March 2016)
Distressed debt and restructuring of high yield products (February 2016)
Demystifying sovereign and crown immunity (January 2016)
Article 55 BRRD and its impact on financial institutions in Asia Pacific (January 2016)
Cyber security (Q1 2015)
Liability management in the context of debt capital markets transactions (Q1 2015)
Enterprise risk - spotting trouble before it happens (Q1 2015)
OTC Derivatives Reforms Update (May 2015)
Foreign investment law consultation draft: Looking forward to its potential impact (Q1 2015)
Terms and trends in co-investments (Q1 2015)
2015 roadmap on derivatives regulatory reform (Q1 2015)
RQFII - latest developments and the next step (Q1 2015)
New York Perspectives Series
Warsaw Perspectives Series
Warsaw Annual Bonds Series
Previous Bonds Seminars
Upcoming Bonds Seminars
Warsaw Regulatory Seminars
Previous Regulatory Seminars
Insights for Asset Managers
Previous calls
Insights for Asset Managers - IBORs Transition and Implementation for Asset Managers (January 2019)
Insights for Asset Managers - UK Parliament vote on the Brexit deal - implications for asset managers (January 2019)
Insights for Asset Managers - UK Parliament vote on the Brexit deal - implications for asset managers (January 2019)
Insights for Asset Managers - New rules on asset segregation: what will they mean for managers of AIFs and UCITS? (December 2018)
Insights for Asset Managers - #Metoo: a discussion of issues arising for firms and investors (December 2018)
Insights for Asset Managers - The implications of LIBOR transition for asset managers (October 2018)
Insights for Asset Managers - OTC Derivative Initial Margin Implementation For Buy-Side Firms (September 2018)
Insights for Asset Managers - Marketing investment funds post Brexit: assessing the impact on asset managers (September 2018)
Insights for Asset Managers - Sustainable finance (July 2018)
Insights for Asset Managers - The Securitisation Regulation (July 2018)
Insights for Asset Managers - ERISA: A refresher for Asset Managers (June 2018)
Insights for Asset Managers - EU Money Market Funds Regulation - Practical implications for EU and non-EU Markets (May 2018)
Insights for Asset Managers - Making the complex simple: trends and issues for complex listed funds (March 2018)
Insights for Asset Managers - Implementing MiFID2 Requirements on Research Unbundling (November 2017)
Insights for Asset Managers - Brexit and the Sell-side - its Impact on Asset Managers (22 November 2017)
Insights for Asset Managers - The GDPR - what asset managers need to do (November 2017)
Insights for Asset Managers - MIFID2 issues for Asset Managers: Broker and distributor documentation (October 2017)
Insights for Asset Managers - The Criminal Finances Act 2017 (July 2017)
Insights for Asset Managers - The FCA's Final Report on the Asset Management Market Study - What next? (July 2017)
Insights for Asset Managers - Developments in the derivatives market (June 2017)
Insights for Asset Managers - Variation Margin - lessons learned and next steps (April 2017)
Insights for Asset Managers - Implementing the Senior Managers and Certification Regime: Issues arising (March 2017)
Insights for Asset Managers - Marketing funds in the US (March 2017)
Insights for Asset Managers - Addressing structural vulnerabilities from asset management: what next? (March 2017)
Insights for Asset Managers - Developments in Business and Human Rights (February 2017)
Insights for Asset Managers - Reserved Alternative Investment Funds – six months in (January 2017)
Insights for Asset Managers - Asset segregation - is clarity emerging for asset managers and their depositories? (December 2016)
Insights for Asset Managers - The Senior Managers and Certification Regime (November 2016)
Insights for Asset Managers - Margin for uncleared derivatives (October 2016)
Insights for Asset Managers - Fintech - assessing the impact on asset managers (July 2016)
Insights for Asset Managers - Financing by Funds (June 2016)
Insights for Asset Managers - Securitisation markets (June 2016)
Insights for Asset Managers - Debt Funds (May 2016)
Insights for Asset Managers - Financing of funds (April 2016)
Insights for Asset Managers - Benchmarks (April 2016)
Insights for Asset Managers - MiFID2 - Product manufacturing and distribution (February 2016)
Insights on Brexit
Insights on Brexit – The implications for your business of a Brexit 'transition period' (October 2017)
Insights on Brexit – Article 50: What next for Asset Managers (March 2017)
Insights on Brexit – update and next steps for insurers (September 2016)
Insights on Brexit – update and next steps for corporates (September 2016)
Insights on Brexit – update and next steps for banks (September 2016)
Insights on Brexit – update and next steps for asset managers (September 2016)
Insights on Brexit – Direct lenders and distressed investors (July 2016)
Insights on Brexit – Implications for Loan Documentation (July 2016)
Insights on Brexit – What next for Middle East firms? (June 2016)
Insights on Brexit – What next for asset managers? (June 2016)
Insights on Brexit – What next for banks? (June 2016)
Insights on Brexit – What next for corporates? (June 2016)
Insights on Brexit – What next for insurers? (June 2016)
Insights on Brexit – What next for Asia Pacific firms? (June 2016)
Insights on Brexit – What next for US firms? (June 2016)
Insights on Capital Markets
Insights on Capital Markets - MiFID2 (May 2017)
Insights on Capital Markets - Hot Topics (March 2017)
Insights for Derivatives - Initial Margin - a "Play-book" for IM phases 3 and 4 (November 2017)
Insights on Derivatives
Previous Calls
Insights on Derivatives - Benchmarks Regulation compliance and IBORs transition: ISDA documentation projects (February 2019)
Insights on Derivatives - Derivatives litigation up-date (January 2019)
Insights on Derivatives - Brexit up-date (December 2018)
Insights on Derivatives - Brexit up-date (December 2018)
Insights on Derivatives - Initial margin: current status and way forward (November 2018)
Insights on Derivatives - L/IBOR transition: coming into focus (October 2018)
Insights on Derivatives - Margin regime in Asia (September 2018)
Insights on Derivatives - Irish law and French law ISDA Master Agreements (August 2018)
Insights on Derivatives - European IBORs (April 2018)
Insights on Derivatives - Smart Contracts - the legal future? (March 2018)
Insights on Derivatives - The global regulatory agenda - fintech and blockchain for derivatives lawyers (28 February 2018)
Insights on Derivatives - Overview and up-date on the PRIIPs Regulation (February 2018)
Insights on Derivatives - Regulation for derivatives lawyers: Agenda for 2018 (10 January 2018)
Insights on Derivatives - Derivatives litigation up-date (December 2017)
Insights on Derivatives - Key Brexit Issues for OTC Derivatives Lawyers (21 November 2017)
Insights on Derivatives - Mandatory trading of derivatives under MiFID2 (October 2017)
Insights on Derivatives - Requirement for mandatory trading of derivatives under MiFID2 (October 2017)
Insights on Derivatives - The reform of LIBOR and its anticipated withdrawal by 2021 (October 2017)
Insights on Derivatives - CCP location, recovery and resolution (July 2017)
Insights on Derivatives - Cross Border Implementation Issues for Margin, including Non-Netting and Substituted Compliance (June 2017)
Insights on Derivatives - MiFID2: what do derivatives lawyers need to know? (3 of 3) (June 2017)
Insights on Derivatives - MiFID2: what do derivatives lawyers need to know? (2 of 3) (June 2017)
Insights on Derivatives - MiFID2 - What do derivatives lawyers need to know? (1 of 3) (May 2017)
Insights on Derivatives - European Commission EMIR Review proposals (May 2017)
Insights on Derivatives - Brexit issues for OTC derivatives lawyers post Article 50 (April 2017)
Insights on Derivatives - Variation Margin: lessons learned and next steps (April 2017)
Insights on Derivatives - Initial Margin (IM) documentation and structures (March 2017)
Insights on Derivatives - Tax issues for OTC derivatives (March 2017)
Insights on Derivatives - Intragroup exemption from the clearing and margining obligations under EMIR (February 2017)
Insights on Derivatives - Transfers of OTC Derivative portfolios (January 2017)
Insights on Derivatives - CDS and key ISDA Determinations Committee decisions (December 2016)
Insights on Derivatives - Derivatives related case law - a review of recent key judgments (December 2016)
Insights on Derivatives - Timing and trends in OTC derivatives client clearing (November 2016)
Insights on Derivatives - Margin for uncleared derivatives - final rules and implementation (October 2016)
Insights on Derivatives - ISDA Protocol Initiatives (October 2016)
Insights on Financial Regulation
Insights on Financial Regulation - Brexit update: Contingency planning and addressing cliff-edge risks (November 2018)
Insights on Financial Regulation - Insights on Financial Regulation - International enforcement trends (December 2017)
Insights on Financial Regulation - Scanning the Eu Regulatory Horizon - Action Points for 2018 (30 November 2017)
Insights on MAR
Insights on MAR - Commodities and Market Manipulation (June 2016)
Insights on MAR - Manager transactions and Suspicious transaction and order reports (STOR) and whistleblowing (June 2016)
Insights on MAR - Inside information (May 2016)
Insights on MAR - Market Soundings (May 2016)
Insights on MiFID2
Insights on MiFID2 - Extraterritorial impact of MiFID II implementation on Asia: Position Limits - Harmonisation, Monitoring and Reporting (December 2017)
Insights on MiFID2 for Asian financial institutions: best execution (September 2017)
Insights on MiFID2 - Insights on MiFID2 for US financial institutions (June 2017)
Insights for Asset Managers - New EU rules on margin for uncleared derivatives under EMIR (March 2016)
Insights on MiFID2 - Repapering MiFID2 – facing up to the challenge (April 2017)
Insights on MiFID2 - MiFID2 for Asia: Private Banks (March 2017)
Insights on MiFID2 - MiFID2 for Asia: Asset Managers and Funds (March 2017)
Insights on MiFID2 - MiFID2 for Asia: Financial Institutions (March 2017)
Insights on MiFID2 - Algorithmic trading (April 2016)
Insights on MiFID2 - Transparency (March 2016)
Insights on MiFID2 - Conduct of Business (March 2016)
Insights on MiFID2 - Product manufacturing and distribution (February 2016)
Insights on MiFID2 - Commodities (January 2016)
Podcasts
Fintech for Asset Managers - Blockchain (April 2018)
Fintech for Asset Managers An Introduction (March 2018)
Asset Managers Smart Contracts 1 (March 2018)
PRIIPS
PRIIPS introduction
PRIIPS and Capital Markets: "vanilla" debt, securitisation and covered bonds
Highlights video from game-changing Citi initiative for Fintech innovators Citi's Tech for Integrity challenge (March 2017)
The Future of Trade – Impact of Brexit and Trump on multinationals' global supply chains (March 2017)
The end of globalisation? Reflections from Davos 2017 (January 2017)
Malcolm Sweeting's Reflections from Davos 2017 (January 2017)
What is the Trans Pacific Partnership? (September 2016)
The EU Securities Financing Transactions Regulation (May 2016)
Reflections on Davos 2016 – China, Cyber Security and the year ahead (Februay 2016)
Reflections on Davos 2016 – Key themes: Market Volatility and the Fourth Industrial Revolution (February 2016)
Webinars
Asia Regulatory Webinars
Hong Kong Bond Connect Webinar (July 2017)
Initial Coin Offerings (ICO) - Asking the right regulatory questions (September 2017)
Enforcement trends and individual accountability (January 2018)
Financial Markets Contacts
Register
Online Services
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In this section
Conferences and events
Upcoming events
Business in China: Winning with Tech (26 February)
Applied Brexit (5/6 March)
Previous events
Ethics Series with Alex Edmans (January 2019)
In Conversation with Dr Pippa Malmgren (November 2018)
Ethics Series – Artificial Intelligence and Ethics (October 2018)
In Conversation with Baroness Amos (July 2018)
Ethics Series – a discussion on leadership and values (May 2018)
In Conversation: Solving the Brexit puzzle – a diplomatic and foreign policy perspective (April 2018)
The Fourth Industrial Revolution: Cryptocurrencies: The Legal Status and the Legal Problems
In Conversation with Matthew Goodwin – the Labour Party, Corbyn’s prospects, Brexit and the public mood (March 2018)
Brexit – Implementation and Repapering Challenge (January 2018)
London Women's Network Leadership Series: Panel Discussion – Defining Leadership (July 2017)
In Conversation with Matthew Goodwin – Elections, Populism and Brexit (June 2017)
The future of bank finance – new EU rules on loss absorbency, subordination and holding companies (February 2017)
US Regulatory Update: Volcker, Risk Retention and what to expect in 2017 (January 2017)
Stig Abell looks at the "Brave New World" of Trump, Brexit and 2017 (January 2017)
The Academic Series
The English Law of Secured Transactions: The way Forward (July 2017)
The People's Money – how China is building a global currency (9 March 2017)
Empowering Financial Institutions in the Emerging Markets (February 2016)
Academic Series – Is Brexit constitutional? (25 September 2017)
London Perspectives Series
Autumn 2018 Series
Brexit past, Brexit present, Brexit future (December 2018)
Virtual bonds and digital currency - all change please (November 2018)
Brexit - business as usual or roadblock for European securitisation? (November 2018)
Recent developments in China (November 2018)
The future of bank finance (October 2018)
IBORs - bigger than Brexit? (October 2018)
Sanctions - shifting sands (October 2018)
Spring 2018 Series
The emerging digital asset class – Bitcoin, tokens, coins and cryptocurrencies (June 2018)
Departure, transition and the future – the Brexit timetable and what it means for business (June 2018)
The state of play for Foreign Direct Investment (May 2018)
“It’s not if, but when” – the new cybersecurity landscape (May 2018)
MiFID2 product governance and PRIIPS – manufacturing uncertainty? (May 2018)
Where next for IBORs? Next steps on benchmark reform (May 2018)
Regulatory hot spots in 2018 (April 2018)
As European securitisation surges – navigating market issues in 2018 and beyond (April 2018)
Recent legal developments (March 2018)
Leveraged finance – a sponsor’s world? (March 2018)
Loan portfolio sales (March 2018)
Hong Kong Perspectives Series
Previous seminars
The use of variable interest entity structure for listings on the stock exchange of Hong Kong (May 2018)
PRC Regulatory Update (May 2018)
Initial Coin Offering (April 2018)
LIBOR 2021 (April 2018)
North Korea: What can Hong Kong banks do to manage their AML and sanctions risks? (March 2018)
Greening the Financial System: Green Bonds (March 2018)
Companies Ordinance: the Significant Controllers Register (and licensing requirements for Trust or Company Service Providers) (February 2018)
The Future for Legal Services (February 2018)
China's Belt and Road Initiative – the Road Map (January 2018)
Outbound Investment in Continental Europe (November 2017)
China's Recent Restrictions on Capital Outflows (October 2017)
When good deals go bad - identifying, avoiding and dealing with fraudulent investments (September 2017)
The new Hong Kong resolution regime for financial institutions (August 2017)
Recent Hong Kong tax developments (July 2017)
Insights into Corporate Hybrid and Perpetual Securities (May 2017)
Criminalisation of Tax with guest speaker David Goldberg QC (17 February 2017)
Impact of Dodd-Frank on Asia Pacific (24 January 2017)
US economic sanctions – navigating the challenges and best practices to ensure compliance (September 2016)
Recent developments in the English courts relevant to financial institutions (September 2016)
Access to the Chinese interbank bond market (June 2016)
Fintech – The future of financial institutions (May 2016)
Breaking the chains of slavery (May 2016)
Capital, calls: Funds financing in Asia Pacific (April 2016)
Brexit: update and implications for the Hong Kong market (April 2016)
Enhancing the protection of your cross-border investments: Investment treaties (April 2016)
Automatic exchange of information developments (March 2016)
Recovery and resolution in Asia: A focus on Hong Kong (March 2016)
Distressed debt and restructuring of high yield products (February 2016)
Demystifying sovereign and crown immunity (January 2016)
Article 55 BRRD and its impact on financial institutions in Asia Pacific (January 2016)
Cyber security (Q1 2015)
Liability management in the context of debt capital markets transactions (Q1 2015)
Enterprise risk - spotting trouble before it happens (Q1 2015)
OTC Derivatives Reforms Update (May 2015)
Foreign investment law consultation draft: Looking forward to its potential impact (Q1 2015)
Terms and trends in co-investments (Q1 2015)
2015 roadmap on derivatives regulatory reform (Q1 2015)
RQFII - latest developments and the next step (Q1 2015)
New York Perspectives Series
Warsaw Perspectives Series
Warsaw Annual Bonds Series
Previous Bonds Seminars
Upcoming Bonds Seminars
Warsaw Regulatory Seminars
Previous Regulatory Seminars
Insights for Asset Managers
Previous calls
Insights for Asset Managers - IBORs Transition and Implementation for Asset Managers (January 2019)
Insights for Asset Managers - UK Parliament vote on the Brexit deal - implications for asset managers (January 2019)
Insights for Asset Managers - UK Parliament vote on the Brexit deal - implications for asset managers (January 2019)
Insights for Asset Managers - New rules on asset segregation: what will they mean for managers of AIFs and UCITS? (December 2018)
Insights for Asset Managers - #Metoo: a discussion of issues arising for firms and investors (December 2018)
Insights for Asset Managers - The implications of LIBOR transition for asset managers (October 2018)
Insights for Asset Managers - OTC Derivative Initial Margin Implementation For Buy-Side Firms (September 2018)
Insights for Asset Managers - Marketing investment funds post Brexit: assessing the impact on asset managers (September 2018)
Insights for Asset Managers - Sustainable finance (July 2018)
Insights for Asset Managers - The Securitisation Regulation (July 2018)
Insights for Asset Managers - ERISA: A refresher for Asset Managers (June 2018)
Insights for Asset Managers - EU Money Market Funds Regulation - Practical implications for EU and non-EU Markets (May 2018)
Insights for Asset Managers - Making the complex simple: trends and issues for complex listed funds (March 2018)
Insights for Asset Managers - Implementing MiFID2 Requirements on Research Unbundling (November 2017)
Insights for Asset Managers - Brexit and the Sell-side - its Impact on Asset Managers (22 November 2017)
Insights for Asset Managers - The GDPR - what asset managers need to do (November 2017)
Insights for Asset Managers - MIFID2 issues for Asset Managers: Broker and distributor documentation (October 2017)
Insights for Asset Managers - The Criminal Finances Act 2017 (July 2017)
Insights for Asset Managers - The FCA's Final Report on the Asset Management Market Study - What next? (July 2017)
Insights for Asset Managers - Developments in the derivatives market (June 2017)
Insights for Asset Managers - Variation Margin - lessons learned and next steps (April 2017)
Insights for Asset Managers - Implementing the Senior Managers and Certification Regime: Issues arising (March 2017)
Insights for Asset Managers - Marketing funds in the US (March 2017)
Insights for Asset Managers - Addressing structural vulnerabilities from asset management: what next? (March 2017)
Insights for Asset Managers - Developments in Business and Human Rights (February 2017)
Insights for Asset Managers - Reserved Alternative Investment Funds – six months in (January 2017)
Insights for Asset Managers - Asset segregation - is clarity emerging for asset managers and their depositories? (December 2016)
Insights for Asset Managers - The Senior Managers and Certification Regime (November 2016)
Insights for Asset Managers - Margin for uncleared derivatives (October 2016)
Insights for Asset Managers - Fintech - assessing the impact on asset managers (July 2016)
Insights for Asset Managers - Financing by Funds (June 2016)
Insights for Asset Managers - Securitisation markets (June 2016)
Insights for Asset Managers - Debt Funds (May 2016)
Insights for Asset Managers - Financing of funds (April 2016)
Insights for Asset Managers - Benchmarks (April 2016)
Insights for Asset Managers - MiFID2 - Product manufacturing and distribution (February 2016)
Insights on Brexit
Insights on Brexit – The implications for your business of a Brexit 'transition period' (October 2017)
Insights on Brexit – Article 50: What next for Asset Managers (March 2017)
Insights on Brexit – update and next steps for insurers (September 2016)
Insights on Brexit – update and next steps for corporates (September 2016)
Insights on Brexit – update and next steps for banks (September 2016)
Insights on Brexit – update and next steps for asset managers (September 2016)
Insights on Brexit – Direct lenders and distressed investors (July 2016)
Insights on Brexit – Implications for Loan Documentation (July 2016)
Insights on Brexit – What next for Middle East firms? (June 2016)
Insights on Brexit – What next for asset managers? (June 2016)
Insights on Brexit – What next for banks? (June 2016)
Insights on Brexit – What next for corporates? (June 2016)
Insights on Brexit – What next for insurers? (June 2016)
Insights on Brexit – What next for Asia Pacific firms? (June 2016)
Insights on Brexit – What next for US firms? (June 2016)
Insights on Capital Markets
Insights on Capital Markets - MiFID2 (May 2017)
Insights on Capital Markets - Hot Topics (March 2017)
Insights for Derivatives - Initial Margin - a "Play-book" for IM phases 3 and 4 (November 2017)
Insights on Derivatives
Previous Calls
Insights on Derivatives - Benchmarks Regulation compliance and IBORs transition: ISDA documentation projects (February 2019)
Insights on Derivatives - Derivatives litigation up-date (January 2019)
Insights on Derivatives - Brexit up-date (December 2018)
Insights on Derivatives - Brexit up-date (December 2018)
Insights on Derivatives - Initial margin: current status and way forward (November 2018)
Insights on Derivatives - L/IBOR transition: coming into focus (October 2018)
Insights on Derivatives - Margin regime in Asia (September 2018)
Insights on Derivatives - Irish law and French law ISDA Master Agreements (August 2018)
Insights on Derivatives - European IBORs (April 2018)
Insights on Derivatives - Smart Contracts - the legal future? (March 2018)
Insights on Derivatives - The global regulatory agenda - fintech and blockchain for derivatives lawyers (28 February 2018)
Insights on Derivatives - Overview and up-date on the PRIIPs Regulation (February 2018)
Insights on Derivatives - Regulation for derivatives lawyers: Agenda for 2018 (10 January 2018)
Insights on Derivatives - Derivatives litigation up-date (December 2017)
Insights on Derivatives - Key Brexit Issues for OTC Derivatives Lawyers (21 November 2017)
Insights on Derivatives - Mandatory trading of derivatives under MiFID2 (October 2017)
Insights on Derivatives - Requirement for mandatory trading of derivatives under MiFID2 (October 2017)
Insights on Derivatives - The reform of LIBOR and its anticipated withdrawal by 2021 (October 2017)
Insights on Derivatives - CCP location, recovery and resolution (July 2017)
Insights on Derivatives - Cross Border Implementation Issues for Margin, including Non-Netting and Substituted Compliance (June 2017)
Insights on Derivatives - MiFID2: what do derivatives lawyers need to know? (3 of 3) (June 2017)
Insights on Derivatives - MiFID2: what do derivatives lawyers need to know? (2 of 3) (June 2017)
Insights on Derivatives - MiFID2 - What do derivatives lawyers need to know? (1 of 3) (May 2017)
Insights on Derivatives - European Commission EMIR Review proposals (May 2017)
Insights on Derivatives - Brexit issues for OTC derivatives lawyers post Article 50 (April 2017)
Insights on Derivatives - Variation Margin: lessons learned and next steps (April 2017)
Insights on Derivatives - Initial Margin (IM) documentation and structures (March 2017)
Insights on Derivatives - Tax issues for OTC derivatives (March 2017)
Insights on Derivatives - Intragroup exemption from the clearing and margining obligations under EMIR (February 2017)
Insights on Derivatives - Transfers of OTC Derivative portfolios (January 2017)
Insights on Derivatives - CDS and key ISDA Determinations Committee decisions (December 2016)
Insights on Derivatives - Derivatives related case law - a review of recent key judgments (December 2016)
Insights on Derivatives - Timing and trends in OTC derivatives client clearing (November 2016)
Insights on Derivatives - Margin for uncleared derivatives - final rules and implementation (October 2016)
Insights on Derivatives - ISDA Protocol Initiatives (October 2016)
Insights on Financial Regulation
Insights on Financial Regulation - Brexit update: Contingency planning and addressing cliff-edge risks (November 2018)
Insights on Financial Regulation - Insights on Financial Regulation - International enforcement trends (December 2017)
Insights on Financial Regulation - Scanning the Eu Regulatory Horizon - Action Points for 2018 (30 November 2017)
Insights on MAR
Insights on MAR - Commodities and Market Manipulation (June 2016)
Insights on MAR - Manager transactions and Suspicious transaction and order reports (STOR) and whistleblowing (June 2016)
Insights on MAR - Inside information (May 2016)
Insights on MAR - Market Soundings (May 2016)
Insights on MiFID2
Insights on MiFID2 - Extraterritorial impact of MiFID II implementation on Asia: Position Limits - Harmonisation, Monitoring and Reporting (December 2017)
Insights on MiFID2 for Asian financial institutions: best execution (September 2017)
Insights on MiFID2 - Insights on MiFID2 for US financial institutions (June 2017)
Insights for Asset Managers - New EU rules on margin for uncleared derivatives under EMIR (March 2016)
Insights on MiFID2 - Repapering MiFID2 – facing up to the challenge (April 2017)
Insights on MiFID2 - MiFID2 for Asia: Private Banks (March 2017)
Insights on MiFID2 - MiFID2 for Asia: Asset Managers and Funds (March 2017)
Insights on MiFID2 - MiFID2 for Asia: Financial Institutions (March 2017)
Insights on MiFID2 - Algorithmic trading (April 2016)
Insights on MiFID2 - Transparency (March 2016)
Insights on MiFID2 - Conduct of Business (March 2016)
Insights on MiFID2 - Product manufacturing and distribution (February 2016)
Insights on MiFID2 - Commodities (January 2016)
Podcasts
Fintech for Asset Managers - Blockchain (April 2018)
Fintech for Asset Managers An Introduction (March 2018)
Asset Managers Smart Contracts 1 (March 2018)
PRIIPS
PRIIPS introduction
PRIIPS and Capital Markets: "vanilla" debt, securitisation and covered bonds
Highlights video from game-changing Citi initiative for Fintech innovators Citi's Tech for Integrity challenge (March 2017)
The Future of Trade – Impact of Brexit and Trump on multinationals' global supply chains (March 2017)
The end of globalisation? Reflections from Davos 2017 (January 2017)
Malcolm Sweeting's Reflections from Davos 2017 (January 2017)
What is the Trans Pacific Partnership? (September 2016)
The EU Securities Financing Transactions Regulation (May 2016)
Reflections on Davos 2016 – China, Cyber Security and the year ahead (Februay 2016)
Reflections on Davos 2016 – Key themes: Market Volatility and the Fourth Industrial Revolution (February 2016)
Webinars
Asia Regulatory Webinars
Hong Kong Bond Connect Webinar (July 2017)
Initial Coin Offerings (ICO) - Asking the right regulatory questions (September 2017)
Enforcement trends and individual accountability (January 2018)
Smart Contracts
Podcasts
A short overview of the use of Smart Contracts by asset managers.
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