Apply within: ASIC requests applications from individuals seeking immunity from serious market misconduct (February 2021)

Regulatory Investigations and Financial Crime Blog

In a move that may come as a surprise to many, the Australian Securities and Investments Commission (ASIC) has released an immunity policy available to individuals who think they may have contravened certain financial market misconduct provisions in the Corporations Act 2001 (Cth) (Corporations Act).

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