Equity Capital Markets Deal Tools
Resources by Type
These Deal Tools include route-maps, indicative deal timelines and other resources to help you scope and execute your ECM transaction.
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Related party transactions
This transaction tool will assist premium listed companies to determine whether a proposed transaction involves a related party for the purpose of Listing Rule 11 and the consequences of such.
Significant transactions under the Listing Rules
This flowchart will assist premium listed companies to determine if any given transaction should be treated as a significant transaction for the purposes of Listing Rule 10.
Indicative IPO Timetable
This is an easy to use indicative timetable for the execution of an IPO.
Secondary issues comparison
This 1 page tool outlines the key differences between rights issues, open offers and placings.
Comparison of rights issue
This 1 page tool outlines the key differences between the timetable for a rights issue and for an open offer.
Delaying disclosure of inside information under the Market Abuse Regulation
This flow chart is designed to provide an overview of the relevant delaying disclosure requirements under the Market Abuse Regulation.
Conducting a market sounding under the Market Abuse Regulation
The provisions on market soundings are found in article 11 MAR and the supporting regulatory technical standards (Commission Delegated Regulation 2016/960) and implementing technical standards (Commission Implementing Regulation 2016/959). This flow chart is designed to provide an overview of the relevant requirements and readers must refer to the relevant legislation for full details of the necessary requirements of article 11.
Market Abuse Regulation: Insider dealing and unlawful disclosure
This flow chart is designed to provide an overview of the relevant requirements.
